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Identify three policy problems in banking and securities markets, and discuss measures to address these problems.

Read the article “Who Regulates Whom and How?”  and answer the following prompts in your initial post:

  1. Identify three policy problems in banking and securities markets, and discuss measures to address these problems.
  2. Discuss the main advantages/disadvantages of financial regulations.
  3. What is the significance of the SEC and the FCM for the financial market?

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